Banking & Finance

Speak to an Expert

Cimplifi is well-versed in the challenges facing financial services companies, with the expertise and experience to support firms of all sizes with litigation, internal investigations, regulatory matters, and data breach issues.

The financial services industry drives the global economy, empowering companies worldwide and in every business sector to grow and thrive. We are attuned to current and emerging trends, particularly banking regulation and its impact on data governance, data privacy, and cyber security; regulatory compliance and internal investigations; global monetary policy; and continued impact of consumer and commercial lending. Whether a large national bank, a private investment firm, or a small regional savings and loan, Cimplifi has seasoned experts and matter-based experience to assist your internal teams and outside counsel.

Some of our experience includes:

  • Periodicy internal compliance email sweeps and ensuing review

  • International FOREX trade fraud

  • Mortgage-backed security litigation

  • Ongoing Subpoena compliance

  • Hart-Scott-Rodino bank merger second requests

  • Class action litigation for consumer bank fees and charges

  • LIBOR contract provision analysis

  • SEC, DOJ, NYAG investigations

  • PCAOB investigations and inquiries

  • Internal compliance investigations

  • Derivative action cases

  • Investigations of financial restatements


Available Now: An Inside Look at the Use of AI in CLM

Download your copy of our latest legal operations report today!

As a follow-up to the Cimplifi 2022 report, Modern Legal Operations: At the Convergence of Law and Business, Cimplifi engaged Ari Kaplan Advisors to interview 50 corporate legal operations leaders for a new report that offers practical guidance for legal operations leaders on the current and future state of affairs of CLM and AI, including how corporate law departments are incorporating AI into their CLM implementations, their concerns with selection and implementation, and where the market for these tools is headed.

Download Report