Banking & Finance

Speak to an Expert

Cimplifi is well-versed in the challenges facing financial services companies, with the expertise and experience to support firms of all sizes with litigation, internal investigations, regulatory matters, and data breach issues.

The financial services industry drives the global economy, empowering companies worldwide and in every business sector to grow and thrive. We are attuned to current and emerging trends, particularly banking regulation and its impact on data governance, data privacy, and cyber security; regulatory compliance and internal investigations; global monetary policy; and continued impact of consumer and commercial lending. Whether a large national bank, a private investment firm, or a small regional savings and loan, Cimplifi has seasoned experts and matter-based experience to assist your internal teams and outside counsel.

Some of our experience includes:

  • Periodicy internal compliance email sweeps and ensuing review

  • International FOREX trade fraud

  • Mortgage-backed security litigation

  • Ongoing Subpoena compliance

  • Hart-Scott-Rodino bank merger second requests

  • Class action litigation for consumer bank fees and charges

  • LIBOR contract provision analysis

  • SEC, DOJ, NYAG investigations

  • PCAOB investigations and inquiries

  • Internal compliance investigations

  • Derivative action cases

  • Investigations of financial restatements